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PECBお客様にさまざまな種類のISO-14001-Lead-Auditor練習用トレントを提供して学習させ、知識の蓄積と能力の向上を支援したいと考えています。また、ISO-14001-Lead-Auditor学習ガイドを使用して、すべてのユーザーの質問に最短時間で専門家が回答できることを保証します。もう1つ、散発的な時間を最大限に活用して知識と情報を吸収するお手伝いをします。つまり、ISO-14001-Lead-Auditor試験対策を目指している他の類似企業と比較して、ISO-14001-Lead-Auditor試験問題のサービスと品質は、お客様と潜在的なクライアントから高く評価されています。
PECB ISO-14001-Lead-Auditor 認定試験の出題範囲:
トピック
出題範囲
トピック 1
- ISO 14001監査の準備:このドメインでは、ISO 14001監査の計画と準備における監査コンサルタントの能力を測定します。監査の目的、範囲、基準、そして監査計画の策定を網羅し、効率的かつ客観的な監査を実施するための準備を整えます。
トピック 2
- 環境マネジメントシステムの基本原則と概念:このセクションでは、EMS監査員の基礎知識を評価し、環境持続可能性、継続的改善、プロセスアプローチといった主要原則を網羅します。環境マネジメントシステムがビジネス全体のパフォーマンスと規制遵守にどのように貢献するかについての理解度を評価します。
トピック 3
- 環境管理システムの要件: このセクションでは、監査コンサルタントが ISO 14001 の特定の要件を解釈して適用する能力を評価します。組織の状況、リーダーシップ、計画、サポート、運用、パフォーマンス評価など、規格の構造を理解することに重点を置いています。
トピック 4
- 監査の基本概念と原則:このセクションでは、EMS監査員が誠実性、公正な提示、専門家としての正当な注意、証拠に基づく評価といった中核的な監査原則を理解しているかどうかを評価します。監査員がこれらの原則を監査プロセスにおいて一貫して適用できることを保証します。
PECB Certified EMS ISO 14001 Lead Auditor Exam 認定 ISO-14001-Lead-Auditor 試験問題 (Q39-Q44):
質問 # 39
During a Stage 1 audit, the EMS Manager asks that the audit includes coverage of a new storage site on the other side of town that they have taken over since the application was made.
Which two of the following actions should the auditor take?
- A. Advise the EMS Manager that an extension of the scope is possible but will have to go through established procedures.
- B. Inform the auditee that the Stage 2 will be changed to include the new site.
- C. Advise the EMS Manager that the audit scope has been set and the audit will need to proceed as planned.
- D. Suggest that the EMS Manager cancels the audit contract and reapplies for the new situation.
- E. Advise the EMS Manager that, within the existing scope, the new site can be included without any problem.
- F. Determine whether the EMS Management System covers the new site and, if so, proceed with the audit.
正解:A、F
解説:
According to ISO/IEC 17021-1:2015 Clause 9.2.2 and 9.3.1:
Scope changes may be accommodated during the certification process, but proper evaluation is required.
The auditor should:
Confirm whether the EMS has been extended to cover the new site (C).
Inform that scope expansion needs to follow formal procedures through the certification body (F).
Simply including the new site without evaluation (A) is incorrect.
The audit plan can be adjusted, but full reassessment (D) is unnecessary unless significant issues arise.
Reference: ISO/IEC 17021-1:2015 Clause 9.2.2, 9.3.1; ISO 14001 Lead Auditor Course Guide.
質問 # 40
The audit lifecycle describes the ISO 19011 process for conducting an individual audit.
Which two of the following are part of conducting the audit activities?
- A. Hold the opening meeting
- B. Assign work to the audit team
- C. Determine audit conclusion
- D. Distribute the audit report
- E. Verify corrective action effectiveness
- F. Determine audit feasibility
正解:A、C
解説:
According to ISO 19011:2018 Clause 6.4.3 (Conducting audit activities):
Conducting audit activities includes:
Holding opening meetings (A).
Collecting and verifying information.
Generating audit findings.
Determining audit conclusions (F).
Assigning work (B) and determining feasibility (E) occur during audit planning.
Report distribution (C) and corrective action verification (D) occur after audit completion.
Reference: ISO 19011:2018 Clause 6.4.3.
質問 # 41
A huge public library established an EMS following the requirements of ISO 14001, which was third-party certified 10 years ago. You are performing the second surveillance audit of the third certification cycle. The audit plan included an audit to the Director as the last interview before the closing meeting.
During the interview with the Director, you audit clause 6.2 (Objectives and planning to achieve them). The dialogue is as follows:
You: Could you please tell me which were the environmental objectives defined for last year and show evidence of their achievement?
Director: Yes. We had defined three objectives. As you can see from our Annual Plan, one of them was to separate our waste in four categories: paper, plastics, metals, food - before, we had only three (plastic and paper were disposed together). We developed an Action Plan to achieve this objective.
Which six of the questions would you ask related to the Action Plan?
- A. Is it consistent with the environmental policy?
- B. Was it approved by the Director?
- C. How was progress of the plan being monitored?
- D. How did you measure it?
- E. Were actions integrated into the organisation's business processes?
- F. Who was responsible for the completion of the plan?
- G. Did you estimate what resources would you need?
- H. Did you define any method for monitoring progress?
- I. How will you evaluate the cost savings?
- J. When is its completion date?
正解:A、C、E、F、G、H
質問 # 42
Showitoff is an organisation specialising in the design and production of wall decorating materials for the domestic market. During an ISO 14001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as several rusty components. They are lying on an oily floor. When asked about it, the EMS Manager states that he presumes that the materials come from maintenance work.
The auditor interviews the Maintenance Manager in his department. He notes that shelves containing various spares are well labelled and neatly stacked. He asked about the "dump" outside and is told that it contains some excess materials that the Manager likes to keep in case they come in handy at some stage. The auditor points out that the "dump" might be classed under regulations as a landfill site, which requires an operating licence. The Maintenance Manager is not aware of such a licence.
Which three statements represent good audit practice?
- A. The auditor should ask the Maintenance Manager to clean up the "dump".
- B. The auditor should check the information given by the Maintenance Manager with the EMS Manager.
- C. The auditor should advise the organisation to get rid of all the "dumps".
- D. The auditor should refer the organisation to the relevant authorities.
- E. The auditor should check whether the organisation has permission to operate a landfill site.
- F. The auditor should consider surveying more areas of the site for other "dumps".
- G. The auditor should congratulate the Maintenance Manager on having a neat and tidy spares store.
- H. The auditor should raise a nonconformity against ISO 14001.
正解:B、E、F
質問 # 43
An audit team leader arrives at a steel fabrication organisation that manufactures fire escape stairs to carry out a Stage 2 certification audit. At a meeting with the EMS Manager, she is told that they have won their biggest contract from a construction organisation to manufacture and install fire escape stairs. They appointed a subcontractor to perform the installation work. The EMS Manager wants the ISO 14001 audit extended to cover the installation site.
Select which one of the options is the correct response by the auditor.
- A. Would you write to my audit programme manager with this request?
- B. We have used all our allocated time in preparation for this audit so how can we extend the audit scope?
- C. Can you arrange to bring the installation team here so that we can include this in the audit?
- D. Do you realise that this involves an extension to the scope of the audit and will require an application process?
正解:D
解説:
According to ISO/IEC 17021-1:2015 Clause 9.3.1 and ISO 19011:2018 Clause 5.4.1:
Any change in scope requires formal review and approval through certification body's application process.
The auditor cannot unilaterally extend the scope during the audit.
The correct course of action is to inform the auditee that scope changes require an application process.
Reference: ISO/IEC 17021-1:2015 Clause 9.3.1; ISO 19011:2018 Clause 5.4.1.
質問 # 44
......
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