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IAPP AIGP Exam Syllabus Topics:

Topic
Details

Topic 1

Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.

Topic 2

Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.

Topic 3

Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.

Topic 4

Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.

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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q26-Q31):

NEW QUESTION # 26
CASE STUDY
A premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company's product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.
It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.
To address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.
The organization has a large procurement team that is responsible for the contracting of technology solutions.
One of the procurement team's goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company deploy technology solutions into the organization's operations in a responsible, cost-effective manner.
The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.
All of the following are potential negative consequences created by using the AI tool to help make hiring decisions EXCEPT?

A. Disparate impacts
B. Candidate quality
C. Privacy violations
D. Automation bias

Answer: B

Explanation:
The correct answer is B. "Candidate quality" is not a negative consequence of using AI-rather, it is the intended benefit of using such tools (e.g., more efficient filtering of strong candidates).
From the AIGP ILT Guide:
"Automation bias, disparate impact, and privacy risks are well-documented concerns in AI-assisted hiring.
These risks may arise when AI models replicate biases present in training data or obscure the decision logic." AI Governance in Practice Report 2024 (Bias and Fairness Section) also warns:
"Improper AI use in hiring can lead to disparate impact, where neutral criteria disproportionately disadvantage protected groups." Candidate quality is a goal, not a risk, making B the correct answer for what is not a negative outcome.

NEW QUESTION # 27
Scenario:
A financial services company is planning a new AI project to assess creditworthiness. The AI team is mapping out what tasks should be completed during the planning phase of the AI lifecycle.
The planning phase of the AI lifecycle includes all of the following EXCEPT:

A. Choice of the architecture
B. Approach to governance
C. Context in which the model will operate
D. Definition of underlying assumptions

Answer: A

Explanation:
The correct answer is C. The choice of architecture (e.g., neural networks vs. decision trees) is typically part of the design and development phase, not the initial planning.
From the AIGP Body of Knowledge - AI Lifecycle Module:
"Planning involves scoping, context definition, stakeholder identification, governance planning, and assumptions-not yet model selection." Confirmed in the ILT Participant Guide:
"Design decisions such as architecture or algorithm type come after planning-usually during development based on technical feasibility and data availability."

NEW QUESTION # 28
Retrieval-Augmented Generation (RAG) is defined as?

A. Applying advanced filtering techniques to the LLMs.
B. Reducing computational processing requirements of the LLMs.
C. Fine tuning LLMs to minimize biased outputs.
D. Combining LLMs with private knowledge bases to improve their outputs.

Answer: D

Explanation:
Retrieval-Augmented Generation (RAG)enhances Large Language Models (LLMs) by integratingexternal, up-to-date, or proprietary informationinto the generation pipeline-allowing the model tofetch relevant factsfrom a trusted knowledge source at query time.
Though RAG is not defined directly in the IAPP documents, it is a widely recognized technique in AI governance for ensuringmore accurate and contextually grounded outputs, especially inregulated or high- stakes environmentswhere hallucinations are a concern.
* B, C, and Ddescribe optimization or bias mitigation-not the core function of RAG.

NEW QUESTION # 29
What is the primary purpose of an AI impact assessment?

A. To identify and measure the benefits of an AI system
B. To anticipate and manage the potential risks and harms of an AI system
C. To escalate the findings to the appropriate owner(s)
D. To determine whether a conformity assessment is needed

Answer: B

Explanation:
The correct answer is D. AI Impact Assessments are primarily used to identify and manage risks and harms associated with AI systems.
From the AIGP Body of Knowledge:
"The goal of an AI impact assessment is to ensure that risks are identified, evaluated, and mitigated prior to or during development and deployment." As further confirmed in the AI Governance in Practice Report 2024 (Part III):
"Risk-based tools like DPIAs and Algorithmic Impact Assessments help identify potential risks to individuals and society, enabling organizations to implement mitigation plans and safeguards." While benefits may be noted in such assessments, the core objective is to manage risks and promote responsible AI.

NEW QUESTION # 30
Which of the following most encourages accountability over Al systems?

A. Defining the roles and responsibilities of Al stakeholders.
B. Understanding Al legal and regulatory requirements.
C. Performing due diligence on third-party Al training and testing data.
D. Determining the business objective and success criteria for the Al project.

Answer: A

Explanation:
Defining the roles and responsibilities of AI stakeholders is crucial for encouraging accountability over AI systems. Clear delineation of who is responsible for different aspects of the AI lifecycle ensures that there is a person or team accountable for monitoring, maintaining, and addressing issues that arise. This accountability framework helps in ensuring that ethical standards and regulatory requirements are met, and it facilitates transparency and traceability in AI operations. By assigning specific roles, organizations can better manage and mitigate risks associated with AI deployment and use.

NEW QUESTION # 31
......

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Lily Young Lily Young

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